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Representative Assignments
Our firm has provided valuable information system
control and consulting services to many valued clients throughout the world.
Representative assignments are described in the following sections:
Direct Client Services
Investigated and provided guidance regarding information
systems controls and security, and general information systems management.
Managed and participated in teams with client operational staff. Presented
and reported findings and recommendations to client senior management.
Representative activities include:
Information Resource Security
- Currently in the process of piloting a
public-key infrastructure (PKI), including the implementation of a X.509
Certificate Authority and LDAP-compliant Directory Services (based on
"Entrust"). The PKI supports encryption applications that include
electronic-mail, Virtual Private Networks, secure remote access to the
corporate network via the Internet, and secure sessions (world-wide web,
telnet, file transfer protocol, and specialized client / server
applications) within the corporate network.
- Reviewed and evaluated computer
security mechanisms available and implemented as part of advanced
client-server network architectures. Computers used included multiple
UNIX/Oracle database severs connected to clients via TCP/IP and X.25
networks. Recommended improvements to better protect key customer
records and system functions within a high-profile financial services
environment.
- Designed a security architecture for a
province-wide, multiple-protocol communications network, connecting
government ministries using different computing platforms, local area
networks, and other data sources such as voice and video. Architecture
defined specific security mechanisms required in each network component
to protect critical information resources.
- Designed a security architecture for a
widely distributed financial application. Addressed security objectives,
requirements, and techniques across multiple operating systems (MVS and
VMS), network protocols (SNA, DECnet), and public and private data
networks. Architecture served as security evaluation criteria for all
subsequent system development.
- Developed and implemented strategies
and guidelines for business contingency and disaster recovery planning.
Decreased risk of loss of critical processing capabilities.
- Developed and implemented corporate
security policy in conjunction with client security staff. Increased
employee awareness and understanding of security implications in the
business.
- Planned and executed specific
procedures to address the resignation or termination of key client
security personnel. Protected information resources from possible
repercussions.
Information Resource Integrity
- Designed, evaluated, and tested
controls within wide scope of sophisticated financial application
systems. Applied skills to address control requirements of
non-traditional and highly-complex information systems, such as those
using "Electronic Data Interchange". Through automation of control
mechanisms, enhanced reliability of information, and reduced need for
labour-intensive manual control procedures.
- Developed and executed creative
automated techniques for system testing and data analysis. Increased
efficiency and effectiveness of testing efforts.
Information Resource Management
- Performed a
comprehensive management review of the information services area.
Inventoried resources in use, assessed efficiency and effectiveness of
deployment, and identified particular risk areas. Provided detailed
recommendations on alternatives to achieve cost-savings and improvements
in information quality and timeliness.
- Assumed senior management role for
information services area. Examined existing resource usage, recommended
and implemented cost-saving alternatives. Improved efficiency and
effectiveness of system development methodology. Achieved significant
cost reductions, while improving quality of services provided.
Audit Support Services
Assisted audit staff to deal with audit
requirements within a variety of complex information systems environments.
Identified controls within client financial application systems, and
designed appropriate approach which reduced auditors’ level of risk.
Designed computerized techniques for audit analysis, and to replace labour-intensive
audit procedures.
Additional Related Experience
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Designed
and currently deliver several multi-day courses on computer and network
security. To date, the courses have been presented to audit and security
professionals in over 35 cities on six continents. The courses feature
hands-on use of UNIX and other client/security mechanisms, including
encryption software, and cover key security and audit issues for both stand
alone and networked environments. One course, titled "Practical Applications
of Encryption" introduces encryption theory and practice, including the
implications of using Public-Key Infrastructures.
- Co-author of
Teach Yourself NetWare in 14 Days (Sams Publishing) and
Wireless Local Area Networks: Technology, Issues, and Strategies
(McGraw-Hill), both distributed internationally.
- Delivered two full-credit courses at
Ontario universities on the subject of computer audit and security.
- Regular speaker on the topic of computer
audit, control, and security at
seminars
throughout the world.
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